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GENERAL PREFACE
Dov Gabbay, Paul Thagard, and John Woods
Whenever science operates at the cutting edge of what is known, it invariably
runs into philosophical issues about the nature of knowledge and reality. Scientific
controversies raise such questions as the relation of theory and experiment, the
nature of explanation, and the extent to which science can approximate to the
truth. Within particular sciences, special concerns arise about what exists and
how it can be known, for example in physics about the nature of space and time,
and in psychology about the nature of consciousness. Hence the philosophy of
science is an essential part of the scientific investigation of the world.
In recent decades, philosophy of science has become an increasingly central
part of philosophy in general. Although there are still philosophers who think
that theories of knowledge and reality can be developed by pure reflection, much
current philosophical work finds it necessary and valuable to take into account
relevant scientific findings. For example, the philosophy of mind is now closely
tied to empirical psychology, and political theory often intersects with economics.
Thus philosophy of science provides a valuable bridge between philosophical and
scientific inquiry.
More and more, the philosophy of science concerns itself not just with general
issues about the nature and validity of science, but especially with particular issues
that arise in specific sciences. Accordingly, we have organized this Handbook into
many volumes reflecting the full range of current research in the philosophy of
science. We invited volume editors who are fully involved in the specific sciences,
and are delighted that they have solicited contributions by scientifically-informed
philosophers and (in a few cases) philosophically-informed scientists. The result
is the most comprehensive review ever provided of the philosophy of science.
Here are the volumes in the Handbook:
General Philosophy of Science: Focal Issues, edited by Theo Kuipers.
Philosophy of Physics, edited by John Earman and Jeremy Butterfield.
Philosophy of Biology, edited by Mohan Matthen and Christopher Stephens.
Philosophy of Mathematics, edited by Andrew Irvine.
Philosophy of Logic, edited by Dale Jacquette.
Philosophy of Chemistry and Pharmacology, edited by Andrea Woody and
Robin Hendry.
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Dov Gabbay, Paul Thagard, and John Woods
Philosophy of Statistics, edited by Prasanta S. Bandyopadhyay and Malcolm
Forster.
Philosophy of Information, edited by Pieter Adriaans and Johan van Ben-
them.
Philosophy of Technological Sciences, edited by Anthonie Meijers.
Philosophy of Complex Systems, edited by Cliff Hooker and John Collier.
Philosophy of Earth Systems Science, edited by Bryson Brown and Kent
Peacock.
Philosophy of Psychology and Cognitive Science, edited by Paul Thagard.
Philosophy of Economics, edited by Uskali Maki.
Philosophy of Linguistics, edited by Martin Stokhof and Jeroen Groenendijk.
Philosophy of Anthropology and Sociology, edited by Stephen Turner and
Mark Risjord.
Philosophy of Medicine, edited by Fred Gifford.
Details about the contents and publishing schedule of the volumes can be found
at http://www.johnwoods.ca/HPS/.
As general editors, we are extremely grateful to the volume editors for arranging
such a distinguished array of contributors and for managing their contributions.
Production of these volumes has been a huge enterprise, and our warmest thanks
go to Jane Spurr and Carol Woods for putting them together. Thanks also to
Andy Deelen and Arjen Sevenster at Elsevier for their support and direction.
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INTRODUCTION. EXPLICATION IN
PHILOSOPHY OF SCIENCE
Theo A. F. Kuipers
1 AN IMPORTANT, THOUGH LARGELY IMPLICIT, METHOD IN
PHILOSOPHY OF SCIENCE
Scientists use concepts, principles and intuitions that are partly specific for their
subject matter, but they also share part of them with colleagues working in differ-
ent fields. Compare, for example, the chemical notion of the ‘valence’ of an atom
with the notion of ‘confirmation’ of a hypothesis by certain evidence. An impor-
tant task of ‘the philosophy of (the special science of) chemistry’ is the explication
of the concept of ‘valence’. Similarly, an important task of ‘general philosophy
of science’ is the explication of the concept of ‘confirmation’. In both cases it is
evident that this only makes sense if one tries to do justice, as much as possible,
to the actual use of these notions by scientists, without however following this use
slavishly. That is, occasionally a philosopher may have good reasons for suggest-
ing to scientists that they should deviate from a standard use. Frequently, this
amounts to a plea for differentiation in order to stop debates at cross-purposes
due to the conflation of different meanings.
What has been said about concepts, also applies to principles and intuitions of
scientists, which may or may not be paradoxical. Compare the subject specific
‘principle of the conservation of energy’ and the general intuition of ‘diminishing
returns from repeated tests’. Both aren’t crystal clear, they need explication; of
course, beginning with the explication of the concepts involved.
Although the term ‘explication’ is not often used by philosophers, it is clear
that when they discuss the meaning of concepts and propose or report specific
definitions, characterizations, models, theories, accounts, conceptions, (rational)
reconstructions or formalizations of them, they are practicing concept explication
in a more or less explicit and rigorous way. Similarly, when philosophers propose
or report specific analyses, accounts, reconstructions or formalizations of principles
and intuitions, or dissolutions of paradoxes, explication is at stake. Both kinds
of activity belong to the dominant ones among (systematic, constructive, analyt-
ical) philosophers, and not in the least among philosophers of science. However,
explicitly calling these activities ‘explication’ is not very popular, let alone using
the explication terminology in presenting results. There seem to be at least three
reasons for the reluctance to use the word ‘explication’. First, the word itself may
Handbook of the Philosophy of Science: General Philosophy of Science — Focal Issues, vii–xxiii.
Volume editor: Theo Kuipers. General editors: Dov M. Gabbay, Paul Thagard and John Woods.
c
2007 Elsevier BV. All rights reserved.
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Theo A. F. Kuipers
be found a bit too affected. Second, making the application of the method explicit
may not only lead to rather cumbersome texts, but also appear to be a dicult
task. Finally, many philosophers do not like to be associated with the logical em-
piricists that introduced ‘(concept) explication’ around 1950 as a technical term
for this philosophical method, viz. Rudolf Carnap and Carl Hempel.
This general volume of the Handbook of the Philosophy of Science deals with
focal issues of a general nature, whereas the special volumes address topics relative
to a specific discipline. Each volume contains several contributions that illustrate
(largely implicitly, as suggested) the use within philosophy of science of the method
of explication in one form or another. In a sense, it is what is left of the undoubt-
edly more rigorous ‘logical analysis’ with which philosophy of science started in the
first half of the 20 th century and which had to give way to the ‘historical approach’
(see Aliseda and Gillies, this volume).
Below I will first describe and further articulate the method of explication,
paying particular attention to evaluation reports of proposed explications, to the
principled possibility of progress, and to explication starting with idealization,
followed by successive concretization. Then I will give a survey of the ten chapters
in this volume, with emphasis on the most important concepts and intuitions of
which the explication is discussed.
2 EXPLICATION OF CONCEPTS AND INTUITIONS IN SCIENCE
The method of concept explication
As explained above, most philosophers apply the method of explication only
informally and implicitly. Hence, the reconstruction of this method is itself a
kind of meta-explication. Notably Rudolf Carnap [1950, 1966] and Carl Hempel
[1950/1966; 1952], but also John Kemeny and Paul Oppenheim [1952] have artic-
ulated the method. Here I will freely describe and develop the method in their
spirit. As suggested, it has been and can be applied in various degrees of rigor
and explicitness.
The point of departure of concept explication in general philosophy of science
is an informal, intuitive concept, the explicandum , which is frequently used by
scientists in different fields. The aim is to define a concept, the explicatum , sat-
isfying three desiderata for concept formation in general and some specific ones.
The three general desiderata are precision , fruitfulness and simplicity .The specific
desiderata pertain to the similarity with the informal concept. This similarity is
to be evaluated by two kinds of criteria:
1. The explicatum should apply to evident, undisputed (types of) examples of
the informal concept and it should not apply to evident, undisputed (types
of) non-examples .
2. The explicatum should fulfil (other) conditions of adequacy that have been
derived from the informal concept, and occasionally it should violate con-
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