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INTERNATIONAL MARITIME ORGANIZATION
4 ALBERT EMBANKMENT
LONDON SE1 7SR
E
Telephone: 020 7735 7611
Fax:
020 7587 3210
IMO
Ref. T3/2.01
FAL.2/Circ.87
MEPC/Circ.426
MSC/Circ.1151
17 December 2004
REVISED LIST OF CERTIFICATES AND DOCUMENTS REQUIRED TO BE
CARRIED ON BOARD SHIPS
1 The Facilitation Committee, at its nineteenth session, developed a list of certificates and
documents required to be carried on board ships together with a brief description of the purpose
of the certificates and other relevant documents. This work was carried out in connection with
the provisions of section 2 of the annex to the FAL Convention concerning formalities required
of shipowners by public authorities on the arrival, stay and departure of ships. The Facilitation
Committee considered that these provisions should not be read as precluding a requirement for
the presentation for inspection by the appropriate authorities of certificates and other documents
carried by the ship pertaining to its registry, measurement, safety, manning, classification and
other related matters.
2 The list, as approved by the Maritime Safety Committee, the Facilitation Committee and
the Marine Environment Protection Committee, at their respective sessions, was circulated under
symbol FAL.2/Circ.35-MEPC/Circ.207-MSC/Circ.593. The list was later revised and circulated
under symbol FAL.2/Circ.42-MEPC/Circ.303-MSC/Circ.704, dated 21 September 1995 and
FAL/Circ.90-MEPC/Circ.368-MSC/Circ.946, dated 3 July 2000.
3 Due to amendments to the 1974 SOLAS Convention, as amended, which entered into
force on 1 January 2002, 1 July 2002, 1 January 2004 and 1 July 2004, respectively; and
amendments to MARPOL 73/78, which entered into force on 1 September 2002, as well as the
entry into force of Annex IV of that Convention on 27 September 2003, the list has been revised
to take account of the relevant provisions of the aforementioned amendments. The revised list of
certificates and documents required to be carried on board ships, approved by FAL 31 (19 to
23 July 2004), MEPC 52 (11 to 15 October 2004) and MSC 79 (1 to 10 December 2004), is set
out at annex.
4 The certificates and documents this circular lists are only those required under
IMO instruments and it does not include certificates or documents required by other international
organizations or governmental authorities.
5 Member Governments are invited to note the information provided in the annex and take
action as appropriate.
6
This circular supersedes FAL/Circ.90-MEPC/Circ.368-MSC/Circ.946.
***
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FAL.2/Circ.87
MEPC/Circ.426
ANNEX
CERTIFICATES AND DOCUMENTS REQUIRED TO BE CARRIED
ON BOARD SHIPS
(Note: All certificates to be carried on board must be originals)
1
All ships
Reference
International Tonnage Certificate (1969)
An International Tonnage Certificate (1969) shall be issued
to every ship, the gross and net tonnage of which have been
determined in accordance with the Convention.
Tonnage Convention,
article 7
International Load Line Certificate
An International Load Line Certificate shall be issued under
the provisions of the International Convention on Load
Lines, 1966, to every ship which has been surveyed and
marked in accordance with the Convention or the
Convention as modified by the 1988 LL Protocol, as
appropriate.
LL Convention,
article 16;
1988 LL Protocol,
article 18
International Load Line Exemption Certificate
An International Load Line Exemption Certificate shall be
issued to any ship to which an exemption has been granted
under and in accordance with article 6 of the Load Line
Convention or the Convention as modified by the
1988 LL Protocol, as appropriate.
LL Convention,
article 6;
1988 LL Protocol,
article 18
Intact stability booklet
Every passenger ship regardless of size and every cargo ship
of 24 metres and over shall be inclined on completion and
the elements of their stability determined. The master shall
be supplied with a Stability Booklet containing such
information as is necessary to enable him, by rapid and
simple procedures, to obtain accurate guidance as to the
stability of the ship under varying conditions of loading.
For bulk carriers, the information required in a bulk carrier
booklet may be contained in the stability booklet.
SOLAS 1974,
regulations II-1/22
and II-1/25-8;
1988 LL Protocol,
regulation 10
Damage control plans and booklets
On passenger and cargo ships, there shall be permanently
exhibited plans showing clearly for each deck and hold the
boundaries of the watertight compartments, the openings
therein with the means of closure and position of any
controls thereof, and the arrangements for the correction of
any list due to flooding. Booklets containing the
aforementioned information shall be made available to the
officers of the ship.
SOLAS 1974,
regulations II-1/23,
23-1, 25-8;
MSC/Circ.919
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FAL.2/Circ.87
MEPC/Circ.426
MSC/Circ.1151
ANNEX
Page 2
Minimum safe manning document
Every ship to which chapter I of the Convention applies
shall be provided with an appropriate safe manning
document or equivalent issued by the Administration as
evidence of the minimum safe manning.
SOLAS 1974
(2000 amendments),
regulation V/14.2
Fire safety training manual
A training manual shall be written in the working language
of the ship and shall be provided in each crew mess room
and recreation room or in each crew cabin. The manual
shall contain the instructions and information required in
regulation II-2/15.2.3.4. Part of such information may be
provided in the form of audio-visual aids in lieu of the
manual.
SOLAS 1974
(2000 amendments),
regulation II-2/15.2.3
Fire Control plan/booklet
General arrangement plans shall be permanently exhibited
for the guidance of the ship’s officers, showing clearly for
each deck the control stations, the various fire sections
together with particulars of the fire detection and fire alarm
systems and the fire-extinguishing appliances etc.
Alternatively, at the discretion of the Administration, the
aforementioned details may be set out in a booklet, a copy
of which shall be supplied to each officer, and one copy
shall at all times be available on board in an accessible
position. Plans and booklets shall be kept up to date; any
alterations shall be recorded as soon as practicable.
A duplicate set of fire control plans or a booklet containing
such plans shall be permanently stored in a prominently
marked weathertight enclosure outside the deckhouse for the
assistance of shore-side fire-fighting personnel.
SOLAS 1974
(2000 amendments),
regulation II-2/15.2.4
On board training and drills record
Fire drills shall be conducted and recorded in accordance
with the provisions of regulations III/19.3 and III/19.5.
SOLAS 1974
(2000 amendments),
regulation II-2/15.2.2.5
Fire safety operational booklet
The fire safety operational booklet shall contain the
necessary information and instructions for the safe operation
of the ship and cargo handling operations in relation to fire
safety. The booklet shall be written in the working language
of the ship and be provided in each crew mess room and
recreation room or in each crew cabin. The booklet may be
combined with the fire safety training manuals required in
regulation II-2/15.2.3.
SOLAS 1974
(2000 amendments),
regulation II-2/16.2
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FAL.2/Circ.87
MEPC/Circ.426
MSC/Circ.1151
ANNEX
Page 3
Certificates for masters, officers or ratings
Certificates for masters, officers or ratings shall be issued to
those candidates who, to the satisfaction of the
Administration, meet the requirements for service, age,
medical fitness, training, qualifications and examinations in
accordance with the provisions of the STCW Code annexed
to the International Convention on Standards of Training,
Certification and Watchkeeping for Seafarers, 1978.
Formats of certificates are given in section A-I/2 of the
STCW Code. Certificates must be kept available in their
original form on board the ships on which the holder is
serving.
STCW 1978, article VI,
regulation I/2;
STCW Code, section A-I/2
International Oil Pollution Prevention Certificate
An international Oil Pollution Prevention Certificate shall
be issued, after survey in accordance with regulation 4 of
Annex I of MARPOL 73/78, to any oil tanker of 150 gross
tonnage and above and any other ship of 400 gross tonnage
and above which is engaged in voyages to ports or offshore
terminals under the jurisdiction of other Parties to
MARPOL 73/78. The certificate is supplemented with a
Record of Construction and Equipment for Ships other than
Oil Tankers (Form A) or a Record of Construction and
Equipment for Oil Tankers (Form B), as appropriate.
MARPOL 73/78,
Annex I,
regulation 5
Oil Record Book
Every oil tanker of 150 gross tonnage and above and every
ship of 400 gross tonnage and above other than an oil tanker
shall be provided with an Oil Record Book, Part I
(Machinery space operations). Everyoil tanker of 150 gross
tonnage andabove shall also be provided with an
Oil Record Book, Part II (Cargo/ballast operations).
MARPOL 73/78,
Annex I,
regulation 20
Shipboard Oil Pollution Emergency Plan
Every oil tanker of 150 gross tonnage and above and every
ship other than an oil tanker of 400 gross tonnage and above
shall carry on board a Shipboard Oil Pollution Emergency
Plan approved by the Administration.
MARPOL 73/78,
Annex I,
regulation 26
International Sewage Pollution Prevention Certificate
An International Sewage Pollution Prevention Certificate
shall be issued, after an initial or renewal survey in
accordance with the provisions of regulation 4 of Annex IV
of MARPOL 73/78, to any ship which is required to comply
with the provisions of that Annex and is engaged in voyages
to ports or offshore terminals under the jurisdiction of other
Parties to the Convention.
MARPOL 73/78,
Annex IV,
regulation 5;
MEPC/Circ.408
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