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"Metallocenes". In: Encyclopedia of Polymer Science and Technology
Vol. 7
METALLOCENES 35
METALLOCENES
Scope
Although the traditional usage of the term
metallocene
has encompassed sand-
wich structures containing two rings of five carbons each bound through all atoms
to a central metal atom, common parlance in the field of olefin polymerization
has expanded this definition to include structures having only one C
5
ring or
none. The term is now applied to all single-site catalysts (qv) (ie, all catalysts
having a single, well-defined active-center structure), in some cases restricted to
complexes of the early- and middle-transition metals and lanthanides, to distin-
guish the catalysts from the recent families discovered by Brookhart and others
based on late-transition metals. For the purposes of this publication, we equate
the word
metallocene
with the family of compounds containing at least one C
5
ring (or analogous heterocycle) bound to an early-transition-metal or f-block atom
that, in the presence of a cocatalyst if required, effect the polymerization of
ethylene and other
α
Historical Background
Although the discovery of (C
5
H
5
)
2
Fe (ferrocene), first reported by Kealy and
Paulson in 1951 (1) but recognized as a sandwich compound by Wilkinson and
co-workers (2), brought into being a new family of complexes that contain the
Cp
2
M (Cp
=
Encyclopedia of Polymer Science and Technology. Copyright John Wiley & Sons, Inc. All rights reserved.
-olefins. We will concentrate on those complexes, predomi-
nantly bis(cyclopentadienyl)zirconium(IV) compounds, that polymerize ethylene
and propylene with high efficiency.
C
5
H
5
) fragment, it was not until the discoveries of Sinn and Kaminsky
in the late 1970s that metallocenes, and specifically zirconocenes, were recognized
36 METALLOCENES
Vol. 7
Ti, Zr) (4,5), which had begun
soon after the first reports of titanocene dichloride; and (
2
) the observation that
small amounts of water added to the medium of certain Ziegler–Natta ethylene
polymerizations caused marked increases in the rate of enchainment. It was the
finding (by many accounts serendipitous) that large amounts of moisture, when
added to the conventional Ziegler–Natta cocatalyst trimethylaluminum, dramat-
ically improved the activity of mixtures of the aluminum alkyl with metallocenes,
that set into motion the wave of industrial and academic research in this area.
Although the activities of the new metallocene catalysts were quite remark-
able (
=
10
6
g(PE)/mmol(Zr)), they would have probably remained a labora-
tory curiosity had they not exhibited a crucial characteristic: they were homoge-
neous. (Here we understand homogeneous to mean soluble and also having a single
active-site structure.) Single-site catalysts were known, of course, for olefin poly-
merization. Catalysts based on vanadium had produced polymers with molecular
weight distributions (
M
w
/
M
n
) of about 2, the value expected for ideal single-site
behavior in polymerization and chain transfer. However, the vanadium family of
single-site catalysts had aspects of its chemistry that made it less attractive to
academic work and also to commercialization. First, these catalysts are generally
mixtures of vanadium complexes of hard inorganic ligands such as halides, oxides,
or acetylacetonate groups, most if not all of which would be expected to be lost
upon reaction with a large excess of trialkylaluminum or chlorinated aluminum
alkyl compound. Because of this, the precursor to the active catalyst generally
lacks modifiable substituents that persist in the active complex, making group
substitution and structure–property trend analysis futile. The paramagnetism of
vanadium catalysts also precludes NMR spectroscopy, a key tool for characteriza-
tion. Also, because of the generally low activity and temperature sensitivity of the
vanadium-based single-site catalysts, use of these catalysts in modern large-scale
industrial settings has been difficult, because such important processes as Union
Carbide’s UNIPOL or the slurry process of Phillips Petroleum have eliminated
ash removal, and also require fairly high reaction temperatures (40–110
◦
C) for a
commercially acceptable operation, as dictated by the economics of heat transfer
from the reactor. The early non–aluminoxane-based titanium catalysts (such as
Cp
2
TiCl
2
/(C
2
H
5
)
2
AlCl (4)) were homogeneous, but not extremely active.
In one stroke, the discovery of methylaluminoxane (the product of the par-
tial hydrolysis of trimethylaluminum) gave to researchers a system of interest to
both the synthetic chemist and the reaction engineer. Thus we have seen a flower-
ing of chemical discovery and innovation in open and patent literatures alike, as
investigators have taken advantage of the stability of the Cp M linkage during
polymerization and have introduced substituents that change the active-site be-
havior in myriad ways. Driven as much by the desire for a degree of novelty that
would confer patent protection as by the thirst for knowledge, researchers have
extended the range of single-site catalysts far beyond those having Cp groups. The
rise of metallocenes has in large part legitimized the study of olefin polymerization
among “serious” organometallic chemists, and in turn, has forced captains of in-
dustry to become more fluent with the fundamentals of synthetic and mechanistic
1
×
as powerful olefin polymerization catalyst precursors. (For a good discussion of
the succession of discoveries leading to the Kaminsky system, see Refs. 3) This
work brought together two strands of research: (
1
) the investigation of the alkyla-
tion and polymerization chemistry of Cp
2
MX
2
(M
>
Vol. 7
METALLOCENES 37
chemistry than seemed possible only decades ago. One suspects that the ramifi-
cations of both changes will be felt for years to come, regardless of the ultimate
commercial acceptance of metallocene polymerization technology.
Properties of Metallocenes
Structure and Bonding.
Both bis- and mono-Cp complexes of early tran-
sition metals are marked by a pseudo-octahedral environment, which is evident
from the bond angle between the halide atoms of zirconocene dichloride, for ex-
ample, of 90
◦
. The angle formed from the metal atom and the two centroids of
the Cp rings in bis-Cp complexes is generally about 120
◦
, although this can be
raised or lowered, with the latter effect being more common, through the addi-
tion of bridging groups between the rings. Metallocenes useful for polymerization
generally have
d
0
electronic configurations, and are thus diamagnetic. Complexes
containing Cp rings alone are usually weakly colored, often yellow–gold, but the
fusion of an aromatic ring to the Cp ring results in a much stronger coloration,
presumably because of L–M (
π
π
∗
orbitals of ethylene or CO.
Chemical Reactivity.
Group IVB metallocenes are moderately air-stable
compounds unless (
1
) there is a highly basic carbanion attached, either in the form
of a highly alkylated Cp ring or a polycyclic C
5
-containing ligand, or (
2
) there is
an alkyl group attached directly to the metal; in the latter case the compound
is extremely water- and oxygen-sensitive, and often decomposes upon heating or
exposure to strong light. The hydrolysis products of Group IVB metallocene dichlo-
rides are generally HCl and zirconia, as well as a mixture of organic compounds.
Preparation.
Group IVB metallocenes and Lanthanocenes are convention-
ally prepared by ligand exchange between lithium or Grignard reagents and metal
chlorides (eqs. 1a and 1b). Often the metal chlorides are present as etherate com-
plexes; such complexes need to be prepared carefully, as the reaction is unusually
exothermic.
m
Cp
Li
+
MX
n
Cp′
m
MX
(
n
−
m
)
+
m
LiX
(1a)
m
Cp
′
MgX
+
MX′
n
Cp
′
m
MX
′
(
n
−
m
)
+
m
MgXX
′
[X,X′= halide; M = transition metal; Cp′= (substituted) cyclopentadienyl]
(1b)
Milder preparatory schemes include the reaction of silyl or stannyl cyclopen-
tadienides with metal halides, as shown in equation 2. (For the application of this
–
d
∗
) transitions.
The molecular orbitals involved in bonds between the Cp
2
M fragment and
the remaining, nonring ligands are shown in Figure 1, adapted from Lauher and
Hoffmann (6). In
d
0
systems such as Cp
2
ZrCl
2
, the electrons filling these orbitals
are derived solely from the non-Cp ligands. Alteration of the metallocene geome-
try, or in the electronic properties of any of the ligands will obviously change the
energies of the molecular orbitals, with consequences for metal–alkyl reactivity.
Because of the lack of metal-based electron density, however, Group IVB metal-
locenes are not strongly influenced by acceptor orbitals on non-Cp ligands such as
the
′
38 METALLOCENES
Vol. 7
2a
1
b
2
a
1
1a
1
a
1
+ b
2
z
y
(
a
)
x
M
y
z
(
b
)
Fig. 1.
(
a
) Orbitals responsible for metal–hydride bonding in Cp
2
TiH
2
. Left-hand orbitals
derive from Cp
2
Ti
2
+
, while the in-phase and out-of-phase combinations of the two H
−
1
s
orbitals are on the right. Coordinates defined in (
b
). Reprinted with permission from
Ref. 6. Copyright (1976) American Chemical Society.
reaction to bridging ligands, see Ref. 7.) This method is especially well suited to
the preparation of titanocenes, as the use of a strongly reducing metal alkyl such
as LiCp is avoided. Another route to metallocenes involves the reaction of the
neutral mono- or bis-Cp ligand with a metal tetraamide (eq. 3). This pathway has
been demonstrated by Jordan (8) to allow the preparation of racemic bis(indenyl)
zirconium compounds in high selectivity. Aluminum complexes of bis(indene) lig-
ands will also undergo transmetallation reactions with zirconium tetraamides in
high yield (9).
R
m
n
EMe
3
H
R
m
+
MX
n
MX
(
n
−
m
)
+
n
XEMe
3
n
(2)
Vol. 7
METALLOCENES 39
H
R
m
R
m
n
+
n
HNR
′
2
H
+
M(NR
′
2
)
n
MX
(
n
−
m
)
n
[X
=
halide; M
=
transition metal; E
=
Si, Ge, Sn]
(3)
Ti, Zr).
Titanocene dichloride has been reported (10) to be a potentially useful anticancer
agent, while the zirconium analogue has been identified as a mutagen in at least
one toxicological report (11). Prudence dictates that extreme care should be exer-
cised with metallocenes, particularly those with polycyclic aromatic groups.
=
Cocatalysts for Polymerization
Aluminoxanes.
Health and Safety Considerations.
Solutions of MAO are generally non-
pyrophoric because of the low volatility of toluene. However, if toluene is removed,
a finely divided white powder remains that is extremely air- and water-reactive,
and will often spontaneously burst into flame. Contact of MAO or its solutions with
water usually results in an immediate explosion, but caution must be maintained
even after the initial reaction, because, similar to other aluminum alkyl reagents,
MAO often forms a crust of alumina when hydrolyzed quickly. This crust tends to
protect the remaining alkyl, and disturbing it without care may cause a second
violent reaction.
Similar safety considerations apply to modified MAO, although when solvent
has been removed these materials are often glasses or viscous oils. Modified MAO
solutions in light alkanes such as isopentane may form dangerous mixtures with
air because of the volatility of the solvent and the presence of an intrinsic source
of ignition.
Methylaluminoxane.
Methylaluminoxane (MAO) is prepared from the con-
trolled hydrolysis (eq. 4) of trimethylaluminum (TMA), usually in toluene.
Me
Me
Me
Me
2
n
H
2
O
n
Al
Al
Al
+
2
n
CH
4
Me
Me
Me
O
2
n
(4)
This is an extremely exothermic reaction and poses great hazards, as large
amounts of heat and gas must be safely removed. Early workers employed hy-
drated inorganic salts as a controllable method for addition of water, but it appears
that this procedure is not practiced commercially. The patent literature suggests
that the main suppliers of MAO (Albemarle, Akzo Nobel, and Witco) add water
directly, either by use of moist nitrogen or a marginally wet aromatic solvent. The
precautions necessary for the synthesis of MAO add to the cost of this material,
which suffers as well from the expense of TMA, which cannot be made by the
normal routes available for the higher trialkylaluminum compounds, such as the
Toxicity.
There is little known of the effects on living organisms of metal-
locene precursors beyond those of the parent compounds Cp
2
MCl
2
(M
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