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CHAPTER 52
HEAT EXCHANGERS,
VAPORIZERS, CONDENSERS
Joseph W. Palen
Heat Transfer Research, Inc.
College Station, Texas
52.1 HEAT EXCHANGER TYPES
AND CONSTRUCTION
52.3.4 Air-Cooled Heat
Exchangers
1607
1625
52.1.1 Shell and Tube Heat
Exchangers
52.3.5 Other Exchangers
1627
1607
52.1.2 Plate-Type Heat
Exchangers
52.4 COMMON OPERATIONAL
PROBLEMS
1610
1627
52.4.1 Fouling
1627
52.1.3 Spiral Plate Heat
Exchangers
1610
52.4.2 Vibration
1628
52. 1 .4 Air-Cooled Heat
Exchangers 1611
52.1.5 Compact Heat Exchangers 1611
52.1.6 Boiler Feedwater Heaters
52.4.3 Flow Maldistribution
1629
52.4.4 Temperature Pinch
1629
52.4.5 Critical Heat Flux in
Vaporizers
1613
1630
52.1.7 Recuperators and
Regenerators
52.4.6 Instability
1630
1613
52.4.7 Inadequate Venting,
Drainage, or Blowdown
1630
52.2 ESTIMATION OF SIZE AND
COST
1613
52.5 USE OF COMPUTERS IN
THERMAL DESIGN OF
PROCESS HEAT
EXCHANGERS 1631
52.5.1 Introduction 1631
52.5.2 Incrementation 1631
52.5.3 Main Convergence Loops 1631
52.5.4 Rating, Design, or
Simulation
52.2.1 Basic Equations for
Required Surface
1614
52.2.2 Mean Temperature
Difference
1615
52.2.3 Overall Heat-Transfer
Coefficient
1615
52.2.4 Pressure Drop
1616
1632
52.3 RATINGMETHODS
1616
52.5.5 Program Quality and
Selection
52.3.1 Shell and Tube
Single-Phase Exchangers 1616
52.3.2 Shell and Tube Condensers 1619
52.3.3 Shell and Tube Reboilers
and Vaporizers
1633
52.5.6 Determining and
Organizing Input Data
1633
1622
52.1 HEAT EXCHANGER TYPES AND CONSTRUCTION
Heat exchangers permit exchange of energy from one fluid to another, usually without permitting
physical contact between the fluids. The following configurations are commonly used in the power
and process industries.
52.1.1 Shell and Tube Heat Exchangers
Shell and tube heat exchangers normally consist of a bundle of tubes fastened into holes, drilled in
metal plates called tubesheets. The tubes may be rolled into grooves in the tubesheet, welded to the
tubesheet, or both to ensure against leakage. When possible, U-tubes are used, requiring only one
Mechanical Engineers' Handbook, 2nd ed., Edited by Myer Kutz.
ISBN 0-471-13007-9 © 1998 John Wiley & Sons, Inc.
815043494.003.png 815043494.004.png
Fig. 52.1 Schematic illustration of shell and tube heat exchanger construction.
tubesheet. The tube bundle is placed inside a large pipe called a shell, see Fig. 52.1. Heat is exchanged
between a fluid flowing inside the tubes and a fluid flowing outside the tubes in the shell.
When the tubeside heat-transfer coefficient is as high as three times the shellside heat-transfer
coefficient, it may be advantageous to use low integral finned tubes. These tubes can have outside
heat-transfer coefficients as high as plain tubes, or even higher, but increase the outside heat-transfer
area by a factor of about 2.5-4. For design methods using finned tubes, see Ref. 11 for single-phase
heat exchangers and Ref. 14 for condensers. Details of construction practices are described by
Saunders. 5 8
The Tubular Exchanger Manufacturers Association (TEMA) provides a manual of standards for
construction of shell and tube heat exchangers, 1 which contains designations for various types of
shell and tube heat exchanger configurations. The most common types are summarized below.
E-Type
The E-type shell and tube heat exchanger, illustrated in Figs. 52.2a and 52.2Z?, is the workhorse of
the process industries, providing economical rugged construction and a wide range of capabilities.
Baffles support the tubes and increase shellside velocity to improve heat transfer. More than one
pass is usually provided for tubeside flow to increase the velocity, Fig. 52. 2a. However, for some
cases, notably vertical thermosiphon vaporizers, a single tubepass is used, as shown in Fig. 52.2/?.
Fig. 52.2 TEMA E-type shell: (a) horizontal multitubepass; (b) vertical single tubepass.
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Fig. 52.3 TEMA F-type shell.
The E-type shell is usually the first choice of shell types because of lowest cost, but sometimes
requires more than the allowable pressure drop, or produces a temperature "pinch" (see Section
52.4.4), so other, more complicated types are used.
F-Type Shell
If the exit temperature of the cold fluid is greater than the exit temperature of the hot fluid, a
temperature cross is said to exist. A slight temperature cross can be tolerated in a multitubepass E-
type shell (see below), but if the cross is appreciable, either units in series or complete countercurrent
flow is required. A solution sometimes used is the F-type or two-pass shell, as shown in Fig. 52.3.
The F-type shell has a number of potential disadvantages, such as thermal and fluid leakage
around the longitudinal baffle and high pressure drop, but it can be effective in some cases if well
designed.
J-Type
When an E-type shell cannot be used because of high pressure drop, a J-type or divided flow ex-
changer, shown in Fig. 52.4, is considered. Since the flow is divided and the flow length is also cut
in half, the shellside pressure drop is only about one-eighth to one-fifth that of an E-type shell of
the same dimensions.
X-Type
When a J-type shell would still produce too high a pressure drop, an X-type shell, shown in Fig.
52.5, may be used. This type is especially applicable for vacuum condensers, and can be equipped
with integral finned tubes to counteract the effect of low shellside velocity on heat transfer. It is
usually necessary to provide a flow distribution device under the inlet nozzle.
G-Type
This shell type, shown in Fig. 52.6, is sometimes used for horizontal thermosiphon shellside vapor-
izers. The horizontal baffle is used especially for boiling range mixtures and provides better flow
distribution than would be the case with the X-type shell. The G-type shell also permits a larger
temperature cross than the E-type shell with about the same pressure drop.
H-Type
If a G-type is being considered but pressure drop would be too high, an H-type may be used. This
configuration is essentially just two G-types in parallel, as shown in Fig. 52.7.
Fig. 52.4 TEMA J-type shell.
815043494.006.png
Fig. 52.5 TEMA X-type shell.
K-Type
This type is used exclusively for kettle reboilers and vaporizers, and is characterized by the oversized
shell intended to separate vapor and liquid phases, Fig. 52.8. Shell-sizing relationships are given in
Ref. 25. Usually, the shell diameter is about 1.6-2.0 times the bundle diameter. Design should
consider amount of acceptable entrainment, height required for flow over the weir, and minimum
clearance in case of foaming.
Baffle Types
Baffles are used to increase velocity of the fluid flowing outside the tubes ("shellside" fluid) and to
support the tubes. Higher velocities have the advantage of increasing heat transfer and decreasing
fouling (material deposit on the tubes), but have the disadvantage of increasing pressure drop (more
energy consumption per unit of fluid flow). The amount of pressure drop on the shellside is a function
of baffle spacing, baffle cut, and baffle type.
Baffle types commonly used are shown in Fig. 52.9, with pressure drop decreasing from Fig.
52.9a to Fig. 52.9c.
Baffle spacing is increased when it is necessary to decrease pressure drop. A limit must be
imposed to prevent tube sagging or flow-induced tube vibration. Recommendations for maximum
baffle spacing are given in Ref. 1. Tube vibration is discussed in more detail in Section 52.4.2. When
the maximum spacing still produces too much pressure drop, a baffle type is considered that produces
less cross flow and more longitudinal flow, for example, double segmental instead of segmental.
Minimum pressure drop is obtained if baffles are replaced by rod-type tube supports. 5 2
52.1.2 Plate-Type Heat Exchangers
Composed of a series of corrugated or embossed plates clamped between a stationary and a movable
support plate, these exchangers were originally used in the food-processing industry. They have the
advantages of low fouling rates, easy cleaning, and generally high heat-transfer coefficients, and are
becoming more frequently used in the chemical process and power industries. They have the disad-
vantage that available gaskets for the plates are not compatible with all combinations of pressure,
temperature, and chemical composition. Suitability for specific applications must be checked. The
maximum operating pressure is usually considered to be about 1.5 MPa (220 psia). 3 However, welded
plate versions are now available for much higher pressures. A typical plate heat exchanger is shown
in Fig. 52.10.
52.1.3 Spiral Plate Heat Exchangers
These exchangers are also becoming more widely used, despite limitations on maximum size and
maximum operating pressure. They are made by wrapping two parallel metal plates, separated by
Fig. 52.6 TEMA G-type shell.
815043494.001.png
Fig. 52.7 TEMA H-type shell.
spacers, into a spiral to form two concentric spiral passages. A schematic example is shown in Fig.
52.11.
Spiral plate heat exchangers can provide completely countercurrent flow, permitting temperature
crosses and close approaches, while maintaining high velocity and high heat-transfer coefficients.
Since all flow for each fluid is in a single channel, the channel tends to be flushed of particles by
the flow, and the exchanger can handle sludges and slurries more effectively than can shell and tube
heat exchangers. The most common uses are for difficult-to-handle fluids with no phase change.
However, the low-pressure-drop characteristics are beginning to promote some use in two-phase flow
as condensers and reboilers. For this purpose the two-phase fluid normally flows axially in a single
pass rather than spirally.
52.1.4 Air-Cooled Heat Exchangers
It is sometimes economical to condense or cool hot streams inside tubes by blowing air across the
tubes rather than using water or other cooling liquid. They usually consist of a horizontal bank of
finned tubes with a fan at the bottom (forced draft) or top (induced draft) of the bank, as illustrated
schematically in Fig. 52.12.
Tubes in air-cooled heat exchangers (Fig. 52.12) are often 1 in. (25.4 mm) in outside diameter
with 5 Xs in. (15.9 mm) high annular fins, 0.4-0.5 mm thick. The fins are usually aluminum and may
be attached in a number of ways, ranging from tension wrapped to integrally extruded (requiring a
steel or alloy insert), depending on the severity of service. Tension wrapped fins have an upper
temperature limit (~300°F) above which the fin may no longer be in good contact with the tube,
greatly decreasing the heat-transfer effectiveness. Various types of fins and attachments are illustrated
in Fig. 52.13.
A more detailed description of air-cooled heat exchanger geometries is given Refs. 2 and 3.
52.1.5 Compact Heat Exchangers
The term compact heat exchanger normally refers to one of the many types of plate fin exchangers
used extensively in the aerospace and cryogenics industries. The fluids flow alternately between
parallel plates separated by corrugated metal strips that act as fins and that may be perforated or
interrupted to increase turbulence. Although relatively expensive to construct, these units pack a very
large amount of heat-transfer surface into a small volume, and are therefore used when exchanger
volume or weight must be minimized. A detailed description with design methods is given in
Ref. 4.
Fig. 52.8 TEMA K-type shell.
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